as of 5/14/23
| Name & Title |
Shares
Beneficially
Owned (1)
|
Stock Options |
| Exercisable |
Unexercisable |
| Non-Employee Directors:
|
Diane L. Dewbrey
Director
|
70,395 |
N/A |
N/A |
Steven J. Gilbert
Director
|
69,645 |
N/A |
N/A |
Janice Innis-Thompson
Director
|
27,547 |
N/A |
N/A |
Theodore Shasta
Director
|
87,528 |
N/A |
N/A |
Richard C. Vaughan
Director
|
100,184 |
N/A |
N/A |
Executive Officers:
|
William C. Fallon
Director, Pres. & CEO
|
2,616,800 |
0 |
0 |
Anthony McKiernan
EVP, CFO & Treasurer
|
1,260,048 |
0 |
0 |
Daniel M. Avitabile
AVP
|
617,691 |
0 |
0 |
Adam T. Bergonzi
AVP & CPO
|
905,779 |
0 |
0 |
Jonathan C. Harris
General Counsel & Secretary
|
654,564 |
0 |
0 |
Joseph R. Schachinger
AVP & Controller
|
152,632 |
0 |
0 |
Christopher H. Young
AVP
|
618,649 |
0 |
0 |
Section 16 Filings
Please click on the link below to see any filings made by any of the above named directors and officers on Forms 3, 4
or 5 on or after July 1, 2003 pursuant to Section 16 of the Securities and Exchange Act of 1934.
Section 16 Filings
1 This number includes (a) for directors, shares of Common Stock held directly, Common Stock equivalent
deferral units held under the MBIA Inc. 2005 Non-employee Director Deferred Compensation Plan, restricted stock
awarded directors, some of which may be subject to forfeiture, and (b) for executive officers, shares of Common
Stock held directly, shares held by the executive officers under the Company's exempt 401(k) Plan and non-qualified
contribution retirement plan and restricted shares awarded to executive officers as part of their long-term
compensation, some of which may be subject to forfeiture.